Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.



Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Garber, William Thompson, Jason WeberRaymond JamesWells Fargo Advisors$15001-18-2018
Robert Battin, Roger Finucan, Todd HankinsSummit Brokerage ServicesWells Fargo Advisors$15001-18-2018
Greg GreenbergStifel Nicolaus & Co.Wells Fargo Advisors$17801-18-2018
Scott Horowitz, Shelly DeLucasJanney Montgomery ScottRaymond James$10001-18-2018
Gayle Johnson Hightower AdvisorsBank of America Merrill Lynch$11501-17-2018
Tom Hankins, Jay LauzonStifel Nicolaus & Co.Ameriprise Financial$19701-17-2018
Geoff Espe, Larry FlynnStifel Nicolaus & Co.Wheelhouse Securities Corporation$17601-10-2018
Collin Rigler, Eric MontijoRaymond JamesRBC Wealth Management$18001-09-2018
John DeAltoCapitol SecuritiesRBC Wealth Management$37501-05-2018
Jeff Schottenstein, Stuart WechslerFirst Republic SecuritiesBank of America Merrill Lynch$1,50001-05-2018
Phillip Pierre ClosuitRaymond JamesBank of America Merrill Lynch$17001-04-2018
Dana Havens, Ryan Patterson, Delvan Mitchell Jr.Raymond JamesBank of America Merrill Lynch$30001-03-2018
Greg Ostrowski, Ian Arrowsmith, Jay Sprinkel, Ryan Ansted, Shawn WalkerIndependent Financial GroupSII Investments$87501-02-2018
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
John DeRosa, Deanna DeRosaRaymond JamesMorgan Stanley Wealth Management$18012-27-2017
Glen D. Smith, Robert L. CaseyRaymond JamesBank of America Merrill Lynch$26212-27-2017
Paul MauroSagePoint FinancialSII Investments$65612-21-2017
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Bill Evans, Terri SteeleWoodbury Financial ServicesNational Planning$9712-19-2017
William E. Christian, Tammi A. Lauder, Michael J. Lent, William T. LentFieldpoint PrivateJPMorgan Chase & Co.$70012-18-2017
Kel Normann, Eric T. Vernon, Murphy Paderick, Miller RobinsRaymond JamesWells Fargo Advisors$80012-14-2017
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
Blair HansenKMS Financial ServicesNational Planning$33012-13-2017
Patrick Ferrigno, Paul Ferrigno, Gregory MireckiFSC SecuritiesSII Investments$30012-12-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
Next Page »

Showing 1 to 25 of 3,155 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer: The moves in this database come from a number of sources: Mopedia and other media reports, press releases, and direct submissions that have been reviewed by Mopedia. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at Mopedia. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting Mopedia.com? It'll help us continue to serve you.

Yes, show me how to whitelist Mopedia.com

Ad blocker detected. Please whitelist us or give premium a try.

Last News

boston mutual fund companies american funds intermediate bond fund state farm mutual funds address lump sum vs monthly pension allstate lawsuit xerox hr solutions llc statefarm mutual funds charles schwab vs vanguard turbotax 2014 price ssa 1099 statement vanguard largest mutual fund company spousal ssi benefits usaa 529 college savings plan lazard emerging markets debt american funds capital income builder c bugatti type 57sc atlantic jay leno what is the 2015 medicare part b deductible ira fair market value reporting requirements ssi benefits for children of disabled parents wolf of wall street sales script apply for social security spousal benefits how to print tax return from turbotax wells fargo advisors assets under management what happens if a kid takes viagra what is the cutoff for social security tax the wolf of wall street sales script vanguard diversified equity fund what are copper pennies worth oppenheimer limited term government fund hr block file taxes online contribution limits for ira prudential guaranteed income fund nys 529 college savings program what years are generation x y and baby boomers morgan stanley investment management wiki top rated municipal bonds vanguard bond index funds